描述
The Financial Industry Regulatory Authorit ordered Pruco Securities, LLC of Newark, New Jersey, to pay more than $10.7 million in restitution, plus interest, to customers who placed mutual fund orders with Pruco via facsimile or mail (paper orders) from late 2003 to June 2011 and received an inferior price for their shares. FINRA also fined Pruco $550,000 for its pricing errors and for failing to have an adequate supervisory system and written procedures in this area. For more info visit https://www.finra.org/media-center/news-releases/2012/finra-orders-pruco-securities-pay-107-million-restitution-improper
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