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The Banksters 842
收藏
The Banksters
Ethereum
所属者
0x28...06e9
Ethereum
稀有
546
/ 1,478
特征
Parent Company
Raymond James Financial
Company
Raymond James Financial Services Inc.
Violation
Financial Market Violations
Penalty
$2,750,000.00
Year
2007
Agency
Financial Industry Regulatory Authority
Jurisdiction
Federal
描述
NASD fined Raymond James Financial Services, Inc. $2.75 Million for failing to maintain an adequate supervisory system to oversee the sales activities of over 1,000 producing branch managers working in offices throughout the United States. For more info visit https://www.investmentexecutive.com/news/from-the-regulators/nasd-fines-raymond-james-for-lax-supervision-of-producing-branch-managers/
详情
代币 ID
842
网络
Ethereum
标准
ERC721