描述
NASD fined Janney Montgomery Scott LLC $1.2 million for permitting improper market timing and related violations. In addition, NASD ordered the firm to pay nearly $1 million in restitution to the affected mutual funds. For more info visit https://www.globalcustodian.com/nasd-fines-janney-montgomery-scott-over-2-million-suspends-branch-manager/