描述
The Financial Industry Regulatory Authority ordered Wells Fargo Advisors, LLC, as successor for Wells Fargo Investments, LLC, to pay a fine of $1.25 million and to reimburse approximately $2 million in losses to 239 customers connected to unsuitable sales of floating-rate bank loan funds. For more info visit https://www.finra.org/media-center/news-releases/2013/finra-orders-wells-fargo-and-banc-america-reimburse-customers-more-3
