描述
NASD censured and fined Citigroup Global Markets, Inc., American Express Financial Advisors, and Chase Investment Services a total of $21.25 million for suitability and supervisory violations relating to mutual fund sales practices between January 2002 and July 2003. For more info visit https://www.marketwatch.com/story/correct-citi-amex-jp-morgan-fined-over-fund-sales