描述
State Street agreed to pay a $1,456,174 administrative penalty and disgorge to the Commonwealth $3,543,826 of its fees, profits and commissions, in settlement of allegations that when acting as Investment Manger for Carina CDO Ltd. It made deceiving omissions in connection with the offer, sale or purchase of securities, which operated as a fraud or deceit. For more info visit http://www.sec.state.ma.us/sct/archived/sctssga/State_Street_Consent_Order.pdf
