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The Banksters 1232
收藏
The Banksters
Ethereum
所属者
0xEc...1215
Ethereum
稀有
852
/ 1,478
特征
Parent Company
Wells Fargo
Company
Wells Fargo Clearing Services and Wells Fargo Advisors Financial Network
Violation
Securities Violations
Penalty
$35,000,000.00
Year
2020
Agency
Securities and Exchange Commission
Jurisdiction
Federal
描述
Wells Fargo Clearing Services and Wells Fargo Advisors Financial Network agreed to pay $35 million to resolve allegations of failing to supervise investment advisers and registered representatives who recommended single-inverse ETF investments to retail investors, and for lacking adequate compliance policies and procedures with respect to the suitability of those recommendations. For more info visit https://www.sec.gov/news/press-release/2020-43
详情
代币 ID
1232
网络
Ethereum
标准
ERC721