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The Banksters 1136
收藏
The Banksters
Ethereum
所属者
0xfB...A5C3
Ethereum
稀有
636
/ 1,478
特征
Parent Company
Interactive Brokers Group
Company
Interactive Brokers LLC
Violation
Financial Market Violations
Penalty
$450,000.00
Year
2017
Agency
Financial Industry Regulatory Authority
Jurisdiction
Federal
描述
Four firms were censured and fined for violations of various provisions of Rule 15c3-5 of the Securities Exchange Act of 1934 (known as the Market Access Rule) and related exchange supervisory rules. The actions were taken by the Financial Industry Regulatory Authority (FINRA), along with Bats, a CBOE Holdings company; The NASDAQ Stock Market LLC; the New York Stock Exchange; and their affiliated Exchanges. For more info visit https://www.finra.org/media-center/news-releases/2017/finra-bats-nasdaq-and-nyse-fine-firms-market-access-rule-violations
详情
代币 ID
1136
网络
Ethereum
标准
ERC721