Description
The Financial Industry Regulatory Authority has fined Deutsche Bank Securities Inc. $3.25 Million for failing to provide the same information to all clients of its Alternative Trading System (ATS) relating to certain ATS services and features, and for related violations. For more info visit https://www.finra.org/media-center/news-releases/2016/finra-fines-deutsche-bank-325-million-deficient-disclosures-concerning
