The Banksters [Locked] #1439

The Banksters [Locked]

Ethereum

所属者

0x40...8c9A

Ethereum

最后销售

0.039 ETH

—

稀有

603

/ 1,500

特征

Company

Voya Financial Advisors, Inc.

Parent Company

Voya Financial

Penalty

$22,919,155

Year

2020

Offense

Securities Violations

Agency

Securities and Exchange Commission

Jurisdiction

Federal

描述

These proceedings arise from Voya's alleged breach of its fiduciary duties to its advisory clients in connection with: (a) Voya's mutual fund share class selection practices and the financial benefits it received for advising clients to purchase and hold mutual fund share classes that paid fees pursuant to Rule 12b-1 under the Investment Company Act of 1940; (b) Voya's receipt of compensation in connection with certain client cash sweep accounts; and (c) Voya's policy of requiring advisory clients to pay an upfront brokerage commission when purchasing illiquid alternative investment products when the same investment was available to advisory clients with the brokerage commissions waived. For more info visit https://www.sec.gov/litigation/admin/2020/34-90745.pdf

详情

代币 ID

1439

网络

Ethereum

标准

ERC721

Network

The Banksters [Locked]

BANKS

大小

所有者

The Banksters [Locked] 1439