描述
Morgan Stanley agreed to pay a $100,000 penalty, $400,000 in costs, and set up a $4,243,815 Customer Fund for restitution in settlement of allegations it failed to supervise its agents leading to unsuitable investments for clients. For more info visit https://www.sos.ms.gov/ConsentAgreementsFinalOrders/Morgan%20Stanley%20consent%20order%208162016.pdf